Compliance Surveillance – Analyst – Deutsche Bank – Jacksonville, FL

Job Title: Compliance Surveillance

Corporate Title: Analyst

Location: Jacksonville, FL

Overview

Compliance is seeking an analyst within the surveillance team to learn and assist in various aspects of the program. The primary function of the role will be focused on improving the quality & effectiveness of the surveillance alert generation process in addition to investigating trading related activities to detect potential insider trading, market abuse, and/or violations of the Firm’s trading policies.

What We Offer You:

• We offer competitive health and wellness benefits, empowering you to value life in and out of the office

• Active engagement with the local community through Deutsche Bank’s specialized employee groups

• An environment that encourages networking and collaboration across functions and businesses

Hear from our people and look inside our office: DB@The Muse

Your Key Responsibilities:

• Conduct surveillance of trading activities utilizing various resources to detect inappropriate, abusive, or manipulative trading behaviors to ensure compliance with appropriate rules, regulations, and Firm policies

• Document research results and escalate violations and/or suspicious activity according to Firm policy and regulatory requirements

• Assist with surveillance enhancements and working on strategic surveillance projects and ability to review, analyze and investigate issues within the surveillance platform

• Liaise with the SME’s, IT, and senior management in the development, review, and testing of scenario and application changes

• Assist in collating responses for regulatory exams and inquiries

• Review and update the key operating documents

Your Skills and Experience:

• Minimum of a college degree (prefer in Finance, Business or Accounting) or equivalent work experience

• Understanding of financial markets and financial products (including stocks, bonds, equity/credit derivatives)

• Excellent verbal communication and written skills

• Intermediate to advanced MS Excel (pivot tables, experience with large data sets, proficient in data manipulation and presentation)

• Team player with great attitude, interpersonal skills and strong work ethic

Our values define the working environment we strive to create – diverse, supportive and welcoming of different views. We embrace a culture reflecting a variety of perspectives, insights and backgrounds to drive innovation. We build talented and diverse teams to drive business results and encourage our people to develop to their full potential. Talk to us about flexible work arrangements and other initiatives we offer.

We promote good working relationships and encourage high standards of conduct and work performance. We welcome applications from talented people from all cultures, countries, races, genders, sexual orientations, disabilities, beliefs and generations and are committed to providing a working environment free from harassment, discrimination and retaliation.

Click here to find out more about diversity and inclusion.

We are an Equal Opportunity Employer – Veterans/Disabled and other protected categories. Click these links to view the following notices: “EEO is the Law poster” and supplement ; Employee Rights and Responsibilities under the Family and Medical Leave Act ; Employee Polygraph Protection Act and Pay Transparency Nondiscrimination Provision .